The structure and function of crocodilian lungs are unique compared with those of other reptiles. We examined the extent to which this and the semi-aquatic lifestyle of crocodilians affect their respiratory mechanics. We measured changes in intratracheal pressure in adult and juvenile caiman (Caiman yacare) during static and dynamic lung volume changes. The respiratory mechanics of juvenile caiman were additionally measured while the animals were floating in water and submerged at 30, 60 and 90 deg to the water's surface. The static compliance of the juvenile pulmonary system (2.89±0.22 ml cmH2O−1 100 g−1) was greater than that of adults (1.2±0.41 ml cmH2O−1 100 g−1), suggesting that the system stiffens as the body wall becomes more muscular and keratinized in adults. For both age groups, the lungs were much more compliant than the body wall, offering little resistance to air flow (15.35 and 4.25 ml cmH2O−1 100 g−1 for lungs, versus 3.39 and 1.67 ml cmH2O−1 100 g−1 for body wall, in juveniles and adults, respectively). Whole-system dynamic mechanics decreased with increasing ventilation frequency (fR), but was unaffected by changes in tidal volume (VT). The vast majority of the work of breathing was required to overcome elastic forces; however, work to overcome resistive forces increased proportionally with fR. Work of breathing was higher in juvenile caiman submerged in water at 90 deg because of an increase in work to overcome both elastic and flow resistive forces. The lowest power of breathing was found to occur at high fR and low VT for any given minute ventilation (E) in caiman of all ages.

In all reptiles, respiratory movements are powered by axial muscles of the thorax and/or abdomen (Gaunt and Gans, 1969; Rosenberg, 1973; Carrier, 1987, 1990; Farmer and Carrier, 2000). The forces that these muscles must generate to produce breathing movements are required to overcome elastic and flow resistive forces associated with expanding and compressing the body wall and lungs. In no other vertebrate group are there such wide differences in the structure of both the lungs and body wall (Perry et al., 2005), as well as in the internal divisions of the body cavity (Klein and Owerkowicz, 2006). Lung structure in reptiles ranges from the simple edicular lungs of some lizards to the multicameral, bulliform lungs of the crocodilians (Perry, 1998). Despite this diversity, the lungs of reptiles in general are very compliant and most of the work of breathing is required to expand the body wall (Milsom and Vitalis, 1984; Bartlett et al., 1986). The body wall of reptiles ranges from the relatively compliant chest of some lizards to the heavily armoured chest walls of crocodilians and chelonians.

Although the lungs of Crocodilia are amongst the most complex, the static lung compliance (normalized to the resting volume of the lung, V­LR) of the Nile crocodile lies in the middle of the range reported for reptiles at 4.32 ml cmH2O−1 ml−1VLR (Perry, 1988). And while their body walls are amongst the most heavily armoured, their static body wall compliance is 0.85 ml cmH2O−1 ml−1VLR (Perry, 1988), similar to values reported for lizards (Perry and Duncker, 1978). While these values suggest that most of the work of breathing in the Crocodilia is required to expand the body wall, as in other reptiles, these measures of static respiratory mechanics only provide information about the work required to overcome elastic forces under resting conditions. They do not address the changes that occur during ventilation when compliance decreases with dynamic movement and when work must also be done to overcome flow resistive forces in both the lungs and chest wall. Several factors, including lung morphology, the respiratory pumping mechanism and habitat, suggest that the story may be more complex.

Recent research supports early suggestions that much of the lung of crocodilians may be relatively rigid and that airflow through the lung may be unidirectional, with posterior flow in the cervical ventral bronchus and its branches and anterior flow in the dorsobronchi and their branches during both lung inflation and deflation (Farmer, 2015). However, Claessens (2009) has shown that the lungs of Alligatormississippiensis may undergo large volume changes between maximal inspiration and expiration.

The respiratory pump is also unique in crocodilians. The diaphragmaticus muscle, which originates on the pelvis and caudoventral body wall and inserts on the lateral and ventral portions of the liver capsule, affects inspiration by retracting the liver, displacing the lungs caudally while both the external and internal intercostal muscles contract simultaneously during inspiration in Caiman crocodilus, stiffening, rather than expanding, the body wall (Gans and Clark, 1976). Recently, it has been shown that the diaphragmaticus muscle plays an important role as a locomotor muscle during diving in the American alligator (Uriona and Farmer, 2008; Uriona et al., 2009), whereas its function as a ventilatory muscle only becomes significant in Crocodylusporosus during treadmill exercise (Munns et al., 2012). In fasting A. mississippiensis, the diaphragmaticus muscle is also not important for maintaining vital capacity (Uriona and Farmer, 2006). Active expiration is produced by contraction of the transversus abdominis muscle, reducing the volume of the abdominal cavity and forcing the liver cranially (Gans and Clark, 1976; Farmer and Carrier, 2000). Finally, in nature, crocodilians spend the majority of their time floating on or submerged to varying degrees in water. While submergence of humans in water has been found to significantly increase the work of breathing (Hong et al., 1969), it may allow crocodilians floating parallel to the water's surface to expand the chest without having to lift their mass, as may be necessary while lying sternally on land. Many crocodiles also breathe at the surface with their bodies submerged to varying degrees and it has been shown that this leads to passive expiration with inspiration requiring increased muscular activity (Gans and Clark, 1976).

Determining the effects of these unique features of lung morphology, respiratory pumping and habitat on pulmonary mechanics in crocodilians requires measures of the changes in dynamic compliance and resistance at physiological breathing frequencies and tidal volumes. The aim of the present study, therefore, was to measure the static and dynamic pulmonary mechanics of the caiman Caiman yacare to determine how the architecture of crocodilian lungs, the armour of the body wall and the influence of land, water and submersion to different depths is reflected in the mechanics of the respiratory system.

Animals

Six caiman (Caiman yacare Daudin 1802; 39.4±2.2 g) were born and raised in Rio Claro, SP, Brazil, at the Universidade Estadual Paulista and entered the study at 5 months of age (which we consider a juvenile age/life stage). Animals were kept in groups with free access to pools. Four other caiman were transported to Vancouver, BC, Canada, from Brazil as juveniles and raised at the animal care centre at the University of British Columbia (UBC). Animals were raised in pairs with free access to pools. The adult caiman weighed 27.9±3.2 kg at the time of the experiments. All experimental procedures were performed according to UBC Animal Care Committee protocol A13-0125 under the guidelines of the Canadian Council on Animal Care.

Instrumentation

Adult caiman were immobilized and given 10 mg kg−1 telazol before being intubated and manually ventilated with air and 1.5% isoflurane. Telazol is an NMDA receptor inhibitor similar to ketamine, used for induction of general anaesthesia followed by an inhalent anaesthetic. Juvenile caiman were overdosed with urethane via i.p. injection, then a tracheal cannula was inserted. A pressure transducer attached to the intubation tube/tracheal cannula via a side arm was used to measure intratracheal pressure.

Experimental protocol

To produce static pressure–volume curves, the anaesthetized individuals were placed in a prone position and their lungs were inflated and deflated three times, then allowed to return to resting lung volume and pressure. In brief, from rest, room air was added to the lungs in a step-wise fashion using a syringe, in 200 ml increments for adults and 0.5 ml increments for juveniles. Inflation ceased when intratracheal pressure reached approximately 30 cmH2O. The lungs were then deflated in the same stepwise fashion, past the resting lung volume until the pressure was approximately −20 cmH2O, and finally inflated again to resting lung volume. The trachea was then opened to the atmosphere, and the lungs were fully inflated, then allowed to return to resting volume. This procedure was then repeated twice more.

A pneumotachograph and differential pressure transducer (DP103-18; Validyne, Northridge, CA, USA) were then connected between the tracheal tube and a ventilator (Harvard Apparatus) to measure air flow. All signals were amplified, filtered and recorded on a PowerLab 8/35 data acquisition system (ADInstruments Pty Ltd, Colorado Springs, CO, USA). Flow and intratracheal pressure were measured at tidal volume (VT) and breathing frequency (fR) combinations of 200, 400 and 600 ml and 10, 15, 20, 25, 30, 35 and 40 breaths min−1 for adults and 1, 2 and 3 ml and 20, 30, 40, 50, 60 and 70 breaths min−1 for juveniles.

For the juvenile caiman, static and dynamic inflations were repeated in a water bath with their bodies placed at 0, 30, 60 and 90 deg to the surface of the water (Fig. S1). Animals were kept at the appropriate angle in the water column using string and weights, with care being taken not to kink the trachea in a way that would influence pressure readings.

After static and dynamic measurements were completed on the intact animals, the animals were placed in a supine position, their body cavity was opened and all muscle and organs were removed from around the lungs. The experimental protocol was then repeated on the exposed lungs.

Data analysis and statistics

Flow curves were integrated to obtain volume (ambient temperature and pressure, dry: ATPD), and pressure–volume loops were generated using LabChart software (ADInstruments). Static lung (CL) and total system (CT) compliance were measured as the slope of the static deflation curve at its steepest point. Body wall compliance (CB) was calculated from these values using the equation:
formula
(1)

Dynamic compliance was measured as the slope of the line connecting the points of zero flow on the pressure–volume loops (the points of maximum and minimum volume). Pressure–volume loops were generated for 10 breaths at each combination of VT and fR. Dynamic CB was calculated from dynamic CT and CL using Eqn 1. Work to overcome elastic forces (elastic work) was measured as the area of the triangle made between the two points of zero flow and the coordinate (0, maximum volume) (Fig. S2A). Work to overcome resistive forces (resistive work) was measured as the area enclosed by the compliance line and the curve of the loop during the inflation phase. Total work per breath is the sum of these two work components (elastic and resistive; Otis, 1954). For purposes of conversion, 1 joule=1 litre×cmH2O. The minute work (or power) of breathing was calculated by multiplying the total work per breath by the breathing frequency.

All data are shown as means±1 s.e.m. Data were normalized to body mass for direct comparisons of adult and juvenile caiman. Data were statistically analysed using SigmaStat version 3.5 (Systat Software Inc.). A two-way repeated measures ANOVA was used to determine significant differences (defined as P<0.05) between different VT and over different fR. A Holm–Sidak post hoc test was used when significant differences were detected by ANOVA. Statistical comparison of adult and juvenile static compliance means was achieved using a t-test.

Static mechanics

Fig. S3 depicts one representative static pressure–volume curve from an adult (Fig. S3A) and a juvenile (Fig. S3B) caiman. CL was larger than CB and CT for both adults (CL: 4.25±0.74, CB: 1.67±0.92, CT: 1.20±0.41 ml cmH2O−1 100 g−1) and juveniles (CL: 15.35±0.90, CB: 3.39±0.51, CT: 2.89±0.22 ml cmH2O−1 100 g−1). CT was significantly larger in juveniles (2.89±0.22 ml cmH2O−1 100 g−1) than in adults (1.20±0.41 ml cmH2O−1 100 g−1; P=0.002). Because of the tendency of the lungs of the juveniles to rupture upon opening of the chest cavity, the sample size for CL and CB of juveniles (N=2) was too small to allow statistical comparison with the adults although here too the compliances appear much larger. There was no significant difference between the total compliance at different angles in the water column (0 deg: 2.11±0.14, 30 deg: 2.73±0.21, 60 deg: 2.52±0.37, 90 deg: 2.90±0.40 ml cmH2O−1 100 g−1).

Dynamic mechanics

Pressure–volume relationships

Dynamic compliance and work of breathing were determined from pressure–volume loops like the representative loops shown in Fig. S2. Dynamic compliance was taken from the slope of the line connecting the two points of zero flow. The area below this line but above the inflation curve (area ABIA in Fig. S2A) was taken as the work to overcome resistive forces. The area above this line but below the horizontal line made between the end-inspiration point on the loop and the y-axis was taken as the work to overcome elastic forces (area ABCA in Fig. S2A). Together, resistive work and elastic work sum to equal the total work of inflation.

Fig. S2B,C shows representative loops from a single adult caiman and illustrates how the pressure–volume relationship changes as VT or fR is manipulated in isolation of the other. Pressure increased as VT increased when fR was kept constant (Fig. S2B) and likewise pressure increased as fR increased when VT was kept constant (Fig. S2C).

Dynamic compliance

Dynamic compliance decreased as fR increased in both adults and juveniles (P<0.01; Fig. 1A,B). There was no effect of VT on dynamic compliance. In juvenile caiman, compliance was greater in water at 0 deg compared with when animals are submerged in water at 90 deg (P<0.02; Fig. 1C). Compliance tended to be greater in water at 0 deg than when the animals were positioned prone on land but the difference was not significant.

Fig. 1.

Dynamic compliance of adults and juveniles. Comparison of adult (A) and juvenile (B) total system dynamic compliance (CT) at all combinations of ventilation frequency (fR) and tidal volume (VT) tested. *Significant difference between VT values at fR=10 breaths min−1 and those at the indicated fR. (C) The effect of submergence on dynamic compliance for juvenile caiman at a VT of 3 ml. Significant difference between dynamic compliance for submergence at 0 and 90 deg. (D–F) Changes in CT of the whole body, lung only and the body wall of juvenile caiman as fR was increased for a given VT (D: 1 ml, E: 2 ml, F: 3 ml). *Significant difference between the whole system and the lung only; significant difference between the lung only and the body wall. Data are means±1 s.e.m. (N=4 for adults, N=5 for juveniles).

Fig. 1.

Dynamic compliance of adults and juveniles. Comparison of adult (A) and juvenile (B) total system dynamic compliance (CT) at all combinations of ventilation frequency (fR) and tidal volume (VT) tested. *Significant difference between VT values at fR=10 breaths min−1 and those at the indicated fR. (C) The effect of submergence on dynamic compliance for juvenile caiman at a VT of 3 ml. Significant difference between dynamic compliance for submergence at 0 and 90 deg. (D–F) Changes in CT of the whole body, lung only and the body wall of juvenile caiman as fR was increased for a given VT (D: 1 ml, E: 2 ml, F: 3 ml). *Significant difference between the whole system and the lung only; significant difference between the lung only and the body wall. Data are means±1 s.e.m. (N=4 for adults, N=5 for juveniles).

Dynamic compliance in juvenile caiman was significantly higher for the isolated lung than for the body wall and whole system at low fR (P<0.01; Fig. 1D–F). As VT and fR increased, dynamic compliance of the isolated lung decreased. Because of experimental constraints, the dynamic mechanics of the isolated lung could not be measured in the adult caiman.

Work of breathing

Total work

Total work for both adults and juveniles increased with VT and fR when the animal was in air (Fig. 2). Fig. 3 compares total work across all submergence angles for juvenile caiman. There was little difference in total work at different angles of submergence except at 90 deg, where total work was often significantly higher (P<0.05; Fig. 3).

Fig. 2.

Total work of breathing in adults and juveniles. Total work required to ventilate adult (A) and juvenile (B) intact respiratory systems across a range of fR and VT. Note the large difference in y-axis scaling. Symbols indicate a significant difference in total work compared with that at fR=10 breaths min−1 for VT=600 ml (*), 400 ml (‡) and 200 ml (§). Total work was significantly different when compared across all VT. Data are means±1 s.e.m. (N=4 for adults, N=5 for juveniles).

Fig. 2.

Total work of breathing in adults and juveniles. Total work required to ventilate adult (A) and juvenile (B) intact respiratory systems across a range of fR and VT. Note the large difference in y-axis scaling. Symbols indicate a significant difference in total work compared with that at fR=10 breaths min−1 for VT=600 ml (*), 400 ml (‡) and 200 ml (§). Total work was significantly different when compared across all VT. Data are means±1 s.e.m. (N=4 for adults, N=5 for juveniles).

Fig. 3.

Total work of breathing at different submergence angles in juveniles. Comparison of total work of breathing in juvenile caiman lying on land and in water at angles of 0, 30, 60 and 90 deg to the water surface at VT=1 ml (A), 2 ml (B) and 3 ml (C) and fR=30, 50 and 70 breaths min−1. *Significant difference in the work required to breathe at 90 deg compared with all other conditions.

Fig. 3.

Total work of breathing at different submergence angles in juveniles. Comparison of total work of breathing in juvenile caiman lying on land and in water at angles of 0, 30, 60 and 90 deg to the water surface at VT=1 ml (A), 2 ml (B) and 3 ml (C) and fR=30, 50 and 70 breaths min−1. *Significant difference in the work required to breathe at 90 deg compared with all other conditions.

Elastic and resistive work

Total work was proportionally dominated by elastic work in both adult and juvenile caiman (Fig. 4). There was an increase in the proportion of total work dedicated to resistive work as fR increased in both adults and juveniles. The increase in total work seen at 90 deg submergence in juveniles was due to an increase in both elastic and resistive work (Fig. 5).

Fig. 4.

Proportion of elastic and resistive work in adults and juveniles. Proportion of total work required to overcome resistive forces (open bars) and elastic forces (coloured bars) at different VT and fR in adult (A) and juvenile caiman (B). Symbols indicate significant differences compared with total work at (A) fR=10 breaths min−1 for VT=200 ml (*), 400 ml (‡) or 600 ml (§) or (B) fR=20 breaths min−1 for VT=1 ml (*), 2 ml (‡) or 3 ml (§). Data are means±1 s.e.m. (N=4 for adults, N=5 for juveniles).

Fig. 4.

Proportion of elastic and resistive work in adults and juveniles. Proportion of total work required to overcome resistive forces (open bars) and elastic forces (coloured bars) at different VT and fR in adult (A) and juvenile caiman (B). Symbols indicate significant differences compared with total work at (A) fR=10 breaths min−1 for VT=200 ml (*), 400 ml (‡) or 600 ml (§) or (B) fR=20 breaths min−1 for VT=1 ml (*), 2 ml (‡) or 3 ml (§). Data are means±1 s.e.m. (N=4 for adults, N=5 for juveniles).

Fig. 5.

Elastic and resistive work at different submergence angles in juveniles. Work required to overcome elastic (A) and resistive forces (B) in animals lying on land and in water at angles of 0 and 90 deg to the water surface at a tidal volume of 3 ml. Symbols indicate significant differences between work at 90 deg submergence and 0 deg submergence (*) or in air (‡). Data are means±1 s.e.m. (N=5).

Fig. 5.

Elastic and resistive work at different submergence angles in juveniles. Work required to overcome elastic (A) and resistive forces (B) in animals lying on land and in water at angles of 0 and 90 deg to the water surface at a tidal volume of 3 ml. Symbols indicate significant differences between work at 90 deg submergence and 0 deg submergence (*) or in air (‡). Data are means±1 s.e.m. (N=5).

Minute ventilation and power

Fig. 6 depicts the relationship between work and minute ventilation (E) for adults and juveniles. As E increased, so did work of breathing for any given fR (depicted by the isopleths in Fig. 6). Work was also greater at higher VT. From this graph, power was found by taking the fR and VT combinations that, when multiplied, gave specific values of E (4000, 6000 and 8000 ml min−1 for adults and 40, 60 and 80 ml min−1 for juveniles) and multiplying the corresponding work values by the corresponding fR (in breaths s−1). This yields power in watts. Power was then plotted against fR (Fig. 7). For each E, power decreased initially as fR increased (Fig. 8) but began to rise again at the highest fR (and lowest VT).

Fig. 6.

Work and minute ventilation in adults and juveniles. The relationship between total work and minute ventilation for adult (A) and juvenile (B) caiman at different combinations of VT (symbols and horizontal lines) and fR (represented as vertical isopleths). Data are means±1 s.e.m. (N=4 for adults, N=5 for juveniles).

Fig. 6.

Work and minute ventilation in adults and juveniles. The relationship between total work and minute ventilation for adult (A) and juvenile (B) caiman at different combinations of VT (symbols and horizontal lines) and fR (represented as vertical isopleths). Data are means±1 s.e.m. (N=4 for adults, N=5 for juveniles).

Fig. 7.

Power and fR in adults and juveniles. Relationship between power and fR for three levels of minute ventilation in adults (A) and juveniles (B). Data are derived from Fig. 8, as described in Results.

Fig. 7.

Power and fR in adults and juveniles. Relationship between power and fR for three levels of minute ventilation in adults (A) and juveniles (B). Data are derived from Fig. 8, as described in Results.

Fig. 8.

The cost of ventilation compared across Crocodilian species. (A) The mechanical cost (work in joules) required to produce single breaths at various levels of VT (here, Veff=VTVD, where VD is the dead space of the trachea and primary bronchi) as a function of instantaneous frequency (fR′=60/Ttot, the length of the active breath in seconds). The values of VT and fR′ for intact crocodilians spontaneously breathing various gas mixtures (Table S1) are included for comparison. (B) The power required to maintain different constant levels of alveolar ventilation, plotted as a function of pump frequency (fR′). The range of combinations of fR′ and VT measured in different species of spontaneously breathing crocodilians is superimposed on these curves as a shaded box.

Fig. 8.

The cost of ventilation compared across Crocodilian species. (A) The mechanical cost (work in joules) required to produce single breaths at various levels of VT (here, Veff=VTVD, where VD is the dead space of the trachea and primary bronchi) as a function of instantaneous frequency (fR′=60/Ttot, the length of the active breath in seconds). The values of VT and fR′ for intact crocodilians spontaneously breathing various gas mixtures (Table S1) are included for comparison. (B) The power required to maintain different constant levels of alveolar ventilation, plotted as a function of pump frequency (fR′). The range of combinations of fR′ and VT measured in different species of spontaneously breathing crocodilians is superimposed on these curves as a shaded box.

The aim of the present study was to determine how the architecture of crocodilian lungs, the armour of the body wall and the influence of land, water and submersion to different depths are reflected in the mechanics of the respiratory system. This study examined the work required to artificially ventilate the respiratory system of caiman and the values obtained may vary from those obtained during spontaneous ventilation. When caiman breathe spontaneously, the muscles of the chest wall and abdomen contract, altering the compliance of the thorax and abdomen and, as a consequence, our results may underestimate the true costs of breathing.

We found that the stiffness of the body wall plays a key role in determining the static mechanics of the intact respiratory system. The body wall is significantly less stiff in the juvenile caiman. This probably reflects a combination of increased muscularization, thickening of the skin and development of osteoderms. Osteoderm growth has been shown to initiate at about 1 year in A. mississippiensis (Vickaryous and Hall, 2008). This suite of changes during development leads to a large reduction in body wall compliance. There was a further significant reduction in the compliance of the total system going from static conditions (no ventilation) to ventilation, especially at higher ventilation frequencies. In the juvenile caiman (the only group for which we could partition changes in compliance), this was largely due to a decrease in the compliance of the lungs. Thus, whereas the structure and rigidity of the body wall of the thorax and abdomen largely determined the static pulmonary mechanics of the system, significant effects arise in conjunction with lung architecture when the dynamics of the system are considered. As a result, although the majority of the work was required to overcome elastic forces at low pump frequencies, at higher frequencies an increasing proportion of the work was required to overcome flow resistive forces, particularly in the adult caiman. In juveniles, submergence in water reduced dynamic compliance significantly at the steepest flotation angle and at higher pump frequencies, increasing the work required to ventilate the system. Lying at the surface of the water appeared to require less work to overcome elastic forces compared with resting on land, presumably because of the freedom for abdominal expansion provided by flotation, although this was not significant.

Static mechanics

As has been shown for other reptiles, the static pressure–volume relationship of the intact respiratory system of the caiman (both adult and juvenile) primarily reflects the mechanical properties of the chest wall. The lungs are very compliant and thus the total compliance of the intact respiratory system is almost identical to the compliance of the body wall. Our values for the adult caiman are very similar to those reported previously for the Nile crocodile (Perry, 1988; Table 1). A comparison of compliance values for the total respiratory system, body wall and lungs of various species of reptiles and mammals indicates that the respiratory system of crocodilians is relatively stiff, similar to that of the turtle (Table 1). In turtles, this stiffness has been attributed to the animal's shell (Vitalis and Milsom, 1986) and in crocodilians it most likely reflects their thick skin and dense body armour when older. The values obtained for the juvenile caiman are roughly twice those of the adult crocodilians, most likely reflecting a lack of osteoderms and a lower degree of muscle mass and keratinization of the body wall. Of note, however, is that the compliance values normalized to body mass show that adult crocodilians still possess a more compliant system than mammals; the CT for crocodilians is roughly 6 times greater than the CT for most mammals (Table 1). The low compliance of the respiratory system of mammals, however, reflects the low compliance of the lungs, as well as that of the body wall (Table 1). Comparisons made on a volume basis (compliance normalized to the volume of the lung in vivo when open to the atmosphere, VLR), however, show that the total system compliance of the crocodilians is quite similar to that of the various lizard species and 4–7 times more compliant than that of the turtle (Table 2). This suggests that the relatively small size of the relaxed respiratory system of crocodilians also contributes to their low CT. The VLR of the crocodilians is only 13–15% of their total lung volume (VL or vital capacity, VC) whereas that of other reptiles is in the range 20–36% (Perry and Duncker, 1978; Table 2).

Table 1.

Static body wall compliance (CB), lung compliance (CL) and total compliance (CT) of various species of reptiles and mammals

Static body wall compliance (CB), lung compliance (CL) and total compliance (CT) of various species of reptiles and mammals
Static body wall compliance (CB), lung compliance (CL) and total compliance (CT) of various species of reptiles and mammals
Table 2.

Static body wall compliance (CB), lung compliance (CL) and total compliance (CT) of various species of reptiles and mammals

Static body wall compliance (CB), lung compliance (CL) and total compliance (CT) of various species of reptiles and mammals
Static body wall compliance (CB), lung compliance (CL) and total compliance (CT) of various species of reptiles and mammals

While these values would suggest that most of the work of breathing in Crocodilia would be required to expand the body wall, as in other reptiles, these measures of static respiratory mechanics only provide information about the work required to overcome elastic forces under resting conditions.

Dynamic mechanics

The dynamic compliance of the respiratory system, in both juvenile and adult caiman, was highly frequency dependent. The system became stiffer as frequency increased. The decrease in compliance with increasing frequency, in the juveniles at least, was largely due to a reduction in the compliance of the lungs (Fig. 1). The decrease in compliance going from static conditions (no ventilation) to ventilation at the lowest pump frequencies used in this study (3 s cycle−1 or simulated breath) was dramatic. The static compliance of the total system in the caiman was roughly 3–5 times greater than the dynamic compliance for adult and juvenile caiman at the lowest pump frequencies. Similar results have been reported for geckos (Milsom and Vitalis, 1984) and turtles (Vitalis and Milsom, 1986). The total system compliance, however, was unaffected by changes in VT over the range studied. Thus, whereas the structure and rigidity of the body wall of the thorax and abdomen largely determined the static pulmonary mechanics of the system, significant effects arise in conjunction with lung architecture when the dynamics of the system are considered. This is similar to the results reported for turtles (Vitalis and Milsom, 1986) but not geckos where dynamic compliance decreased with increasing pump volume at high ventilation frequencies (Milsom and Vitalis, 1984).

The dependence of dynamic compliance on frequency observed in the caiman means that a greater change in pressure will result for any given change in volume as frequency increases (or that a greater change in pressure will be required to produce the same volume change at higher frequencies). This is reflected in the measurements of the total work obtained for the total respiratory system (Fig. 2), particularly in the adults. Work per breath increases exponentially with increases in volume for any given ventilation frequency. Likewise, the work per breath increases with increasing frequency for any given pump volume, corresponding with a smaller slope of the rise in work at low frequencies but a larger slope at higher pump frequencies. This increase in work is primarily due to an increase in the work needed to overcome non-elastic forces (Fig. 4). Therefore, at low pump frequencies most of the work is required to overcome elastic forces and at higher frequencies an increasing proportion of the work is required to overcome flow resistive forces, particularly in the adult caiman. In adults, the work required to overcome elastic forces accounted for approximately 70% of the total work at low pump volumes, decreasing to 50% at the highest pump frequencies. For juveniles, the work required to overcome elastic forces accounted for approximately 80% and 70% of the total work at low and high pump frequencies, respectively. We could not partition this increase in flow resistance to changes in the lung versus the body wall but it is likely both contribute to some extent.

In comparison, in tokay geckos, almost the entirety of the total work of breathing can be attributed to overcoming elastic forces (Milsom and Vitalis, 1984). In turtles, respiratory work is divided equally between overcoming elastic and non-elastic forces at lower frequencies and volumes. At high frequencies and tidal volumes, however, the work required to overcome non-elastic forces dominates total work (Vitalis and Milsom, 1986). In mammals, respiratory work primarily overcomes elastic forces at low pump frequencies and non-elastic forces at high pump frequencies (Otis et al., 1950).

The role of body wall compliance in crocodilian breathing mechanics was questioned previously because of the unique breathing mechanism found in crocodilians. Gans and Clark (1976) reported that in Caiman crocodilus, the external and internal intercostal muscles contracted simultaneously during ventilation, stiffening the body wall. A separate muscle, the diaphragmaticus, acts as a hepatic piston pump, retracting the liver and displacing the lungs caudally, which contributes significantly to lung ventilation, at least during exercise (Munns et al., 2012), but not to vital capacity (Uriona and Farmer, 2006). Furthermore, abdominal muscles, gastralia and pelvic rotation aid in crocodilian ventilation (Carrier and Farmer, 2000). The net result is expansion of the abdomen rather than the thorax. In the present study with pump ventilation, we did not distinguish between the thorax and abdomen and we treated the body wall as a single element. Clearly, expansion will occur at the most compliant portion of the body cavity.

Fig. 6 shows that increasing VT is a more expensive strategy for increasing ventilation than increasing fR. Increasing VT over fR, however, reduces the proportion of dead space ventilation, and is a more effective strategy for O2 uptake. Therefore, the relative benefits of a deeper breathing pattern depend on whether improvements in pulmonary O2 uptake outweigh the added metabolic costs associated with the work of breathing. The greater the dead space volume, the greater the advantage of preferentially increasing VT.

In both juveniles and adults, the work required to ventilate the system at any given level of E was greater for slow deep breaths than for fast shallow breaths (Fig. 6). When dead space ventilation was taken into account, the power (minute work) required for ventilating the system at a constant level of Veff [where Veff=VTVD and VD is the dead space of the trachea and primary bronchi, estimated to be 3 ml kg−1 (Sanders and Farmer, 2012)] is a product of the work per breath multiplied by the fR, or pump frequency. The combination of fR and Veff that produces minimal work of ventilation can be determined from a power curve when power is expressed as a function of fR for constant levels of Veff. When fR is below this optimal combination, minute work increases with increasing Veff , in order to overcome increases in elastic forces in the body wall. When fR is above this level, increases in minute work are primarily to overcome increases in non-elastic (flow-resistive) forces in the lung.

Water submergence

We have often observed that when caiman (juvenile and adult) first approach the water surface, they do so at a steep angle and can hang in the water with their bodies 60–90 deg to the surface (Fig. S4). If they remain at the surface for any length of time, in most cases their bodies will come to lie parallel to the surface. The ability of crocodilians to shift their centre of buoyancy with respect to centre of mass to control posture, pitch and roll has been well described (Uriona and Farmer, 2006). The diaphragmaticus and ischiopubis muscles move the lung ventrocaudal during ventilation and it is thought that these muscles are also used to change pitch by shifting the relative buoyancy of the caudal versus cranial portions of the body (Uriona and Farmer, 2006).

In juveniles, while water immersion had no effect on the static compliance of the intact system, it reduced dynamic compliance significantly, particularly at the steepest flotation angle, where the lowest point of the lungs was at a hydrostatic pressure of about 5 cmH2O, and at higher pump frequencies. As a result, it increased the work required to ventilate the system under these conditions. Surprisingly, this was due to an increase in the work required to overcome flow resistive forces, which could be associated with the lung, chest wall or both. There was a non-significant trend for the work required to overcome elastic forces to be less while floating at the water's surface compared with resting on land, presumably because of the freedom for abdominal expansion provided by flotation.

We were unable to run the water submergence protocol on the larger caiman. Because of their larger size, their lungs would be further below the water surface at any given flotation angle compared with those of the juveniles and thus the effects of water submergence are likely to be greater. This remains to be determined.

Perspective

In general, when breathing room air, caiman breathe episodically (Tattersall et al., 2006), as has been described for other crocodilians (Naifeh et al., 1970; Glass and Johansen, 1979; Zhao-Xian et al., 1991; Douse and Mitchell, 1992; Hicks and White, 1992; Munns et al., 1998). While absolute breathing frequency is quite low, the rates of air flow during active inspiration and expiration can be quite high. From a mechanical perspective, the key timing components are the time spent inspiring and expiring and hence the instantaneous breathing frequency [60 s/Ttot (the length of the active breath in seconds)]. We can use values taken from the literature for instantaneous breathing frequency in various crocodilians (Table S1) to determine the work per single breath and the power required for continuous breathing. These results can be used to determine whether breathing patterns in crocodilians naturally minimize the cost of ventilation. It has been suggested that in animals taking single breaths, work per breath is most useful for assessing the mechanical efficiency of breathing. In comparison, minute work (power) is used to measure efficiency in animals that breathe continuously (Milsom and Vitalis, 1984).

Fig. 8A shows the mechanical cost of a single breath at various VT as a function of the instantaneous frequency (60/Ttot). These work-per-breath curves illustrate the rate at which work increases as either the volume of a breath or the frequency at which the breath is taken increase. Clearly, it is less expensive to take small slow breaths. The values of VT and fR′ for intact crocodilians spontaneously breathing various gas mixtures (Table S1) are shown on the graph for comparison. The position of the breaths measured in spontaneously breathing animals on the work-per-breath curve represents a compromise between mechanical and biological constraints. A low VT compromises alveolar ventilation and gas exchange. The need to keep VT sufficiently large in order to overcome dead space and maintain gas exchange, on the one hand, and the increased mechanical work associated with increases in VT, on the other, undoubtedly interact to produce the resting level of VT. Given low metabolic rates and low levels of total ventilation, there are fewer constraints on rates of inspiration and expiration and all crocodilians inhale and exhale relatively slowly (low instantaneous breathing frequencies; Table S1).

The power required to maintain different constant levels of alveolar ventilation are plotted as a function of pump frequency (fR) in Fig. 8B. The range of combinations of fR′ and VT measured in different species of spontaneously breathing crocodilians is superimposed on these curves. It can be seen that the fR′ of spontaneously breathing animals is much lower than the pump frequencies associated with the minimum power to maintain a constant level of effective ventilation. These higher frequencies and much lower levels of VT at which the power required for air movement is minimal, however, may reflect the mechanics of gular flutter seen in heat-stressed animals (Naifeh et al., 1970; Munns et al., 2012), where small volumes are moved rapidly in and out utilizing the respiratory dead space for thermal cooling without producing respiratory alkalosis (Fig. S5).

This project was completed as a part of the IVth International Course on Comparative Physiology of Respiration held at Sao Paulo State University in Jaboticabal, Brazil. We are grateful to everyone involved in the organization and execution of the programme.

Author contributions

Conceptualization: W.K., W.K.M.; Methodology: W.K., W.K.M.; Formal analysis: M.N.R., P.R.C.d.O., G.M.P.R.S., H.G.M., W.A.Z.R., A.S.A., W.K., W.K.M.; Data curation: M.N.R., P.R.C.d.O., G.M.P.R.S., H.G.M., W.A.Z.R., A.S.A., W.K., W.K.M.; Writing - original draft: M.N.R., W.K., W.K.M.; Writing - review & editing: M.N.R., W.K., W.K.M.; Supervision: W.K., W.K.M.; Funding acquisition: W.K., W.K.M.

Funding

This work was supported by a discovery grant to W.K.M. from the Natural Sciences and Engineering Research Council of Canada (NSERC), and grants from Brazil from the Instituto Nacional de Ciência e Tecnologia em Fisiologia Comparada [Fundacão de Amparo à Pesquisa do Estado de São Paulo (FAPESP, no. 2008/57712-4), Conselho Nacional de Desenvolvimento Tecnológico e Científico (CNPq, no. 573921/2008-3)], Coordenação de Aperfeiçoamento de Pessoal de Nível Superior (CAPES) and Universidade Estadual Paulista (UNESP).

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Competing interests

The authors declare no competing or financial interests.

Supplementary information